The following table contains information on transactions by individuals with executive functions as described in article 15a, paragraph 1, clause 1 of the German Securities Trading Act (WpHG). Individuals with executive functions are considered to be members of management, administrative or supervisory bodies and anyone else with regular access to insider information. The listed transactions concern only individual no-par-value shares of Wacker Neuson SE, ISIN DE000WACK012.
The IPO on May 15, 2007 entails a lock-up period of 12 months from the start of trading for the Executive Board members and family shareholders.
Notification concerning transactions pursuant to § 15a WpHG:
Notifying Party
and Function
Trans-
action
Title of the Security
Date,
Place
Number
of certifi-
cates
Price per
certificate
in Euro
Volume of Transaction
in Euro
Explanation
SAG Vermögensverwaltung UG (haftungsbeschränkt) („entrepreneurial company (with limited liability)“) (at present: Blitz F08-zwei-acht-zwei UG (haftungsbeschränkt))
Within the closing of the merger with Neuson Kramer AG
Dr. Georg Sick (CEO and President)
purchase
Wacker share
Aug. 31, 2007
22,830
21.71
495,664.64
Roman Sick (dependent child of a member of the Executive Board)
purchase
Wacker share
May 18, 2007
1,550
25.00
38,750.00
Dr. Georg Sick (CEO and President)
purchase
Wacker share
May 14, 2007
off-market
90,909
22.00
1,999,998.00
Allotment on
a preferential
basis prior to
the offering
Securities identification number DE000WACK012
* not quantifiable
** Retransfer of shares that had been held indirectly through Wacker Beteiligungs GmbH & Co. KG against a reduction in the limited partner's share.
as of July 17, 2008
News
CEO and President of Wacker Neuson SE to leave company.
Dr. Georg Sick, CEO and President of Wacker Neuson SE, has informed the Supervisory Board that he will not be seeking to renew his contract once it expires on July 31 of this year.
Wacker Neuson SE profitable in H1 as order book shows strong signs of revival
Trend confirmed – Q2 revenue up on first quarter and same quarter last year – Order intake has positive impact on capacity utilization
Wacker Neuson SE and Caterpillar Inc. sign strategic alliance for mini hydraulic excavators up to 3 tons.
Wacker Neuson to develop and produce exclusively Caterpillar branded mini hydraulic excavators.
